-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DxsUORGYypX32Tp1M0C9gI2ZvZLqbeHoXJiMZyb1vZKkq/tVMETpnUjtgjEuTFDe tq4MJDvahCR3BWFgXkbvCA== 0000898822-00-000027.txt : 20000202 0000898822-00-000027.hdr.sgml : 20000202 ACCESSION NUMBER: 0000898822-00-000027 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54415 FILM NUMBER: 507767 BUSINESS ADDRESS: STREET 1: 16215 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494508700 MAIL ADDRESS: STREET 1: 16215 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOTOROLA INC CENTRAL INDEX KEY: 0000068505 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 361115800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1303 E ALGONQUIN RD CITY: SCHAUMBURG STATE: IL ZIP: 60196 BUSINESS PHONE: 8475765000 FORMER COMPANY: FORMER CONFORMED NAME: MOTOROLA DELAWARE INC DATE OF NAME CHANGE: 19760414 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Also constitutes Amendment No. 2 - FINAL to Schedule 13G of General Instrument Corporation dated April 16, 1998 as amended by that certain Amendment No. 1 dated August 20, 1999) Broadcom Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $0.0001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 111320107 - -------------------------------------------------------------------------------- (CUSIP Number) January 5, 2000 - -------------------------------------------------------------------------------- (Date which requires filing of this document) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages CUSIP No. 111320107 Schedule 13G Page 2 of 5 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Motorola, Inc. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 4,310,000 shares of Class A Common Stock (See responses to Item 2(d) and Item 4(a)) _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 4,310,000 shares of Class A Common Stock (See responses to Item 2(d) and Item 4(a)) _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,310,000 shares of Class A Common Stock (See responses to Item 2(d) and Item 4(a)) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.6% of the Class A Common Stock (See response to Item 4(b)) ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON CO ________________________________________________________________________________ CUSIP No. 111320107 Schedule 13G Page 3 of 5 Pages ________________________________________________________________________________ Item 1(a). Name of Issuer: Broadcom Corporation ________________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 16215 Alton Parkway Irvine, California 92618 ________________________________________________________________________________ Item 2(a). Name of Person Filing: Motorola, Inc. ("Motorola") (1) ________________________________________________________________________________ Item 2(b). Address of principal business office, or, if none, residence: 1303 East Algonquin Road Schaumburg, IL 60196 ________________________________________________________________________________ Item 2(c). Citizenship: Delaware ________________________________________________________________________________ Item 2(d). Title of class of securities: Class A Common Stock, $0.0001 par value per share (1) ________________________________________________________________________________ Item 2(e). CUSIP Number: 111320107 ________________________________________________________________________________ Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable. ________________________________________________________________________________ Item 4. Ownership: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 2(d). (a) Amount beneficially owned: 4,310,000 (2) (b) Percent of class: 7.6% (3) - --------------------------------- (1) General Instrument Corporation ("General Instrument") is the registered holder of (a) 160,000 shares of Class A Common Stock and (b) 4,150,000 shares of Class B Common Stock, which are convertible into Class A Common Stock on a share for share basis. On January 5, 2000, pursuant to an agreement and plan of merger (the "Agreement and Plan of Merger"), dated September 14, 1999, General Instrument merged with and into Lucerne Acquisition Corp. ("Lucerne"), a Delaware corporation and a wholly-owned subsidiary of Motorola (the "Merger"). As a result of the Merger the separate corporate existence of Lucerne ceased and General Instrument continued as the surviving corporation as a wholly-owned subsidiary of Motorola. In connection with the Merger, each outstanding share of General Instrument common stock was exchanged for 0.575 shares of Motorola common stock, with cash in lieu of any fractional Motorola shares that former General Instrument stockholders would have otherwise received. As a result of the Merger, General Instrument became a wholly-owned subsidiary of Motorola and, therefore, Motorola became the sole beneficial owner of the 4,310,000 shares of Broadcom Corporation held by General Instrument, with the sole voting and investment power with respect to such shares. Consequently, Motorola has assumed the reporting obligations with respect to such shares, and no future statements on Schedule 13G or amendments will be filed by General Instrument with respect to such shares. (2) This number of shares beneficially owned takes into account the sale of 65,000 shares of Class A Common Stock on December 22-23, 1999. (3) Based on the number of shares of Class A Common Stock outstanding as of November 10, 1999 (as reported in Broadcom Corporation's Form 10-Q filed with the SEC on November 15, 1999), Motorola's percentage ownership is 7.6% as of the date of this filing. Pursuant to Rule 13d-3(d)(1)(I), Motorola's shares of Class B Common Stock are deemed to be outstanding shares of Class A Common Stock for purposes of computing the percentage of Class A Common Stock beneficially owned by Motorola. CUSIP No. 111320107 Schedule 13G Page 4 of 5 Pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 4,310,000 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 4,310,000 (iv) shared power to dispose or to direct the disposition of 0 ________________________________________________________________________________ Item 5. Ownership of five percent or less of a class: Not Applicable ________________________________________________________________________________ Item 6. Ownership of more than five percent on behalf of another person: Not Applicable ________________________________________________________________________________ Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company: Not Applicable ________________________________________________________________________________ Item 8. Identification and classification of members of the group: Not Applicable ________________________________________________________________________________ Item 9. Notice of dissolution of group: Not Applicable ________________________________________________________________________________ Item 10. Certifications: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 111320107 Schedule 13G Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 14, 2000 MOTOROLA, INC. By: /s/ Carl F. Koenemann ------------------------------------- Name: Carl F. Koenemann Title: Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----